UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-06445

 

The Herzfeld Caribbean Basin Fund, Inc.

(Exact name of registrant as specified in charter)

 

119 Washington Avenue, Suite 504, Miami Beach, FL 33139
(Address of principal executive offices) (Zip code)

 

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 305-271-1900

 

Date of fiscal year end: 6/30

 

Date of reporting period: year-ended 6/30/18

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

SEC 2451 (4-03) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 

GRUPO CASA SABA SAB DE CV
Security   P0603H106         Meeting Type Ordinary General Meeting      
Ticker Symbol             Meeting Date 17-Jul-17            
ISIN   MXP690641016         Vote Deadline Date 10-Jul-17            
Agenda   708345637 - Management         Total Ballot Shares 327,290            
Last Vote Date   10-Jul-17                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT OF THE GENERAL DIRECTOR IN TERMS OF ARTICLES 28, SECTION IV AND 44 OF THE LEY DEL MERCADO DE VALORES AND 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, RESPECT TO THE OPERATIONS AND RESULTS OF THE YEARS ENDED DECEMBER 31, 2015, INCLUDING THE PRESENTATION OF THE FINANCIAL STATEMENTS OF THE COMPANY AND RELEVANT SUBSIDIARIES CORRESPONDING TO THE FINANCIAL YEARS ENDED ON DECEMBER 31, 2015, THE REPORT OF THE EXTERNAL AUDITOR, THE REPORT OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES AND THE REPORT ON THE FULFILLMENT OF TAX OBLIGATIONS OF THE COMPANY FOR THE AFOREMENTIONED FINANCIAL YEARS   Management For 327,290   0       0     0
II APPLICATION OF RESULTS   Management For 327,290   0       0     0
III DESIGNATION OR RATIFICATION, IF ANY, OF THE PERSONS TO SERVE ON THE BOARD OF DIRECTORS, THE SECRETARY AND THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE   Management For 327,290   0       0     0
IV "REMUNERATION TO MEMBERS OF THE BOARD OF DIRECTORS AND AUDIT AND CORPORATE PRACTICES COMMITTEE, AS WELL AS THE SECRETARY"   Management For 327,290   0       0     0
V "APPOINTMENT OF A DELEGATE OR DELEGATES IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED BY THE ASSEMBLIES"   Management For 327,290   0       0     0
                                                         
                                                         
THE LATIN AMERICAN DISCOVERY FUND, INC.
Security   51828C106         Meeting Type Anuual      
Ticker Symbol   LDF         Meeting Date 3-Aug-17            
ISIN   US51828C1062         Vote Deadline Date 2-Aug-17            
Agenda   934631082 - Management         Total Ballot Shares 800            
Last Vote Date                                            
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. DIRECTOR   Management For 0   0       0     800
  1 KATHLEEN A. DENNIS   Management For 0   0       0     800
  2 JOSEPH J. KEARNS   Management For 0   0       0     800
  3 PATRICIA MALESKI   Management For 0   0       0     800
  4 MICHAEL E. NUGENT   Management For 0   0       0     800
  5 FERGUS REID   Management For 0   0       0     800
                                                         
                                                         
SEACOR HOLDINGS INC.
Security   811904101         Meeting Type Annual      
Ticker Symbol   CKH         Meeting Date 7-Sep-17            
ISIN   US8119041015         Vote Deadline Date 6-Sep-17            
Agenda   934667796 - Management         Total Ballot Shares 2,000            
Last Vote Date   6-Sep-17                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. DIRECTOR   Management For                    
  1 CHARLES FABRIKANT   Management For 2,000   0       0     0
  2 DAVID R. BERZ   Management For 2,000   0       0     0
  3 PIERRE DE DEMANDOLX   Management For 2,000   0       0     0
  4 OIVIND LORENTZEN   Management For 2,000   0       0     0
  5 DAVID M. SCHIZER   Management For 2,000   0       0     0
2 "ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION"   Management For 2,000   0       0     0
3 "ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION"   Management For 2,000   0       0     0
4 "RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS SEACOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017"   Management For 2,000   0       0     0
                                   
                                                         
                                                         
STONEGATE BANK
Security   861811107         Meeting Type Special      
Ticker Symbol   SGBK         Meeting Date 25-Sep-17            
ISIN   US8618111079         Vote Deadline Date 22-Sep-17            
Agenda   934672343 - Management         Total Ballot Shares 12,962            
Last Vote Date   22-Sep-17                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 "A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 27, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG STONEGATE BANK, HOME BANCSHARES, INC. AND ITS WHOLLY-OWNED BANK SUBSIDIARY, CENTENNIAL BANK, AN ARKANSAS STATE BANK, PURSUANT TO WHICH STONEGATE BANK WILL MERGE WITH AND INTO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)."   Management For 12,962   0       0     0
2 "A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF STONEGATE BANK MAY RECEIVE IN CONNECTION WITH THE MERGER PROPOSAL PURSUANT TO EXISTING AGREEMENTS OR ARRANGEMENTS WITH STONEGATE BANK."   Management For 12,962   0       0     0
3 "A PROPOSAL FOR ADJOURNMENT OF THE STONEGATE BANK SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE STONEGATE BANK SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL."   Management For 12,962   0       0     0
                                                         
                                                         
SIDERURGICA VENEZOLANA "SIVENSA", S.A.
Security   825865702         Meeting Type Annual      
Ticker Symbol   SDNWY         Meeting Date 30-Nov-17            
ISIN   US8258657027         Vote Deadline Date 24-Nov-17            
Agenda   934700508 - Management         Total Ballot Shares 79            
Last Vote Date   24-Nov-17                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 "TO CONSIDER AND RESOLVE, IN VIEW OF THE REPORTS OF THE INTERNAL COMPTROLLERS, ABOUT THE FINANCIAL STATEMENTS SUBMITTED BY THE BOARD OF DIRECTORS CORRESPONDING TO THE FISCAL YEAR ENDED ON SEPTEMBER 30, 2017, AS WELL AS TO CONSIDER AND RESOLVE ABOUT THE REPORT OF THE BOARD OF DIRECTORS."   Management Take No Action   79   0       0     0
2 "TO CONSIDER AND RESOLVE ABOUT THE APPOINTMENT OF THE PRINCIPAL AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS."   Management Take No Action   79   0       0     0
3 "TO CONSIDER AND RESOLVE ABOUT THE APPOINTMENT OF THE PRINCIPAL INTERNAL COMPTROLLERS AND THEIR RESPECTIVE ALTERNATES, AS WELL AS THEIR ANNUAL COMPENSATION."   Management Take No Action   79   0       0     0
4 "TO CONSIDER AND RESOLVE ABOUT THE APPOINTMENT OF THE PRINCIPAL AND ALTERNATE JUDICIAL REPRESENTATIVES."   Management Take No Action   79   0       0     0
                                                         
                                                         
GRUPO CASA SABA SAB DE CV
Security   P0603H106         Meeting Type Ordinary General Meeting      
Ticker Symbol             Meeting Date 14-Dec-17            
ISIN   MXP690641016         Vote Deadline Date 7-Dec-17            
Agenda   708789904 - Management         Total Ballot Shares 327,290            
Last Vote Date   24-Nov-17                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I "PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE REPORT OF THE CHIEF EXECUTIVE OFFICER AND THE REPORT OF THE BOARD OF DIRECTORS IN TERMS OF ARTICLES 28 SECTION IV AND 44 OF THE SECURITIES MARKET LAW AND 172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES, WITH RESPECT TO OF THE OPERATIONS AND RESULTS OF THE YEAR ENDED DECEMBER 31, 2016 INCLUDING THE PRESENTATION OF THE FINANCIAL STATEMENTS OF THE COMPANY AND RELEVANT SUBSIDIARY COMPANIES CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2016, THE EXTERNAL AUDITOR'S REPORT, THE REPORT OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 43 OF THE SECURITIES MARKET LAW AND THE REPORT ON COMPLIANCE WITH TAX OBLIGATIONS BY THE COMPANY FOR THE AFOREMENTIONED FISCAL YEAR"   Management For 327,290   0       0     0
II APPLICATION OF RESULTS   Management For 327,290   0       0     0
III "APPOINTMENT OF A DELEGATE OR DELEGATES IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED BY THE ASSEMBLIES"   Management For 327,290   0       0     0
                                                         
                                                         
GRUPO CASA SABA SAB DE CV
Security   P0603H106         Meeting Type ExtraOrdinary General Meeting      
Ticker Symbol             Meeting Date 14-Dec-17            
ISIN   MXP690641016         Vote Deadline Date 7-Dec-17            
Agenda   708790539 - Management         Total Ballot Shares 327,290            
Last Vote Date   6-Dec-17                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I "PRESENTATION, DISCUSSION AND, IF APPLICABLE, APPROVAL REGARDING THE CANCELLATION OF THE REGISTRATION OF THE SHARES REPRESENTING THE SUBSCRIBED AND PAID STOCK CAPITAL OF THE COMPANY IN THE REGISTRO NACIONAL DE VALORES AND THE LISTING OF SAID SHARES IN THE BOLSA MEXICANA DE VALORES, S.A.B. DE C.V., AS WELL AS THE PERFORMANCE OF ALL THE ACTS NECESSARY TO CARRY OUT SAID CANCELLATION AND LISTING, IN ACCORDANCE WITH THE REQUIREMENTS ESTABLISHED IN THE LEY DEL MERCADO DE VALORES AND IN THE GENERAL DISPOSITIONS APPLICABLE TO THE ISSUERS OF SECURITIES AND ALL PARTICIPANTS OF THE STOCK MARKET"   Management Against 0   327,290       0     0
II "APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE PERSONS THAT WILL MAKE UP THE BOARD OF DIRECTORS, THE SECRETARY AND THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE"   Management For 327,290   0       0     0
III "REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AS WELL AS TO THE SECRETARY"   Management For 327,290   0       0     0
IV "APPOINTMENT OF A DELEGATE OR DELEGATES IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED BY THE ASSEMBLIES"   Management For 327,290   0       0     0
                                                         
                                                         
PRICESMART, INC
Security   741511109         Meeting Type Annual            
Ticker Symbol   PSMT         Meeting Date 24-Jan-18            
ISIN   US7415111092         Vote Deadline Date 23-Jan-18            
Agenda   934711652 - Management         Total Ballot Shares 1,000            
Last Vote Date   23-Jan-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. DIRECTOR   Management                      
  1 SHERRY S. BAHRAMBEYGUI   Management For 1,000   0       0     0
  2 GONZALO BARRUTIETA   Management For 1,000   0       0     0
  3 GORDON H. HANSON   Management For 1,000   0       0     0
  4 BEATRIZ V. INFANTE   Management For 1,000   0       0     0
  5 LEON C. JANKS   Management For 1,000   0       0     0
  6 JOSE LUIS LAPARTE   Management For 1,000   0       0     0
  7 MITCHELL G. LYNN   Management For 1,000   0       0     0
  8 GARY MALINO   Management For 1,000   0       0     0
  9 PIERRE MIGNAULT   Management For 1,000   0       0     0
  10 ROBERT E. PRICE   Management For 1,000   0       0     0
  11 EDGAR ZURCHER   Management For 1,000   0       0     0
2 "TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION."   Management For 1,000   0       0     0
3 "TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES."   Management 1 Year 1,000 - 1 Year   0       0     0
4 "RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS."   Management For 1,000   0       0     0
                                                         
LENNAR CORPORATION
Security   526057104         Meeting Type Special            
Ticker Symbol   LEN         Meeting Date 12-Feb-18            
ISIN   US5260571048         Vote Deadline Date 9-Feb-18            
Agenda   934719406 - Management         Total Ballot Shares 49,500            
Last Vote Date                                            
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. "Approval of the issuance of shares of Lennar's Class A and Class B common stock in connection with the merger of CalAtlantic Group, Inc. with a newly formed wholly-owned subsidiary of Lennar, as contemplated by an Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc., Lennar and Cheetah Cub Group Corp."   Management For 0   0       0     49,500
2. "Approval of an amendment to Lennar's certificate of incorporation increasing the number of authorized shares of Lennar's Class A common stock from 300,000,000 shares to 400,000,000 shares."   Management For 0   0       0     49,500
3. "Approval of an adjournment of the Special Meeting of Stockholders, if necessary, to enable Lennar to solicit additional votes, if at the time of such meeting there are not sufficient votes to approve proposals 1 and 2."   Management For 0   0       0     49,500
                                                         
                                                         
KIMBERLY CLARK DE MEXICO S A BDE C V
Security   P60694117         Meeting Type MIX            
Ticker Symbol             Meeting Date 1-Mar-18            
ISIN   MXP606941179         Vote Deadline Date 22-Feb-18            
Agenda   708976761 - Management         Total Ballot Shares 18,300            
Last Vote Date                                            
Item Proposal   Type Recommendation For Against Abstain Take No Action
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING. IF YOU ARE A MEXICAN NATIONAL AND WOULD LIKE TO SUBMIT YOUR VOTE ON THIS MEETING PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK YOU   Non-Voting                      
I PRESENTATION AND, IF ANY, APPROVAL OF THE GENERAL DIRECTOR'S REPORT PREPARED IN ACCORDANCE WITH ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, ACCOMPANIED BY THE REPORT OF THE EXTERNAL AUDITOR, REGARDING THE OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2017, AS WELL AS THE OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF SUCH REPORT. PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN ARTICLE 172, PARAGRAPH B) OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, WHICH CONTAINS THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF FINANCIAL INFORMATION OF THE COMPANY. PRESENTATION AND, IF ANY, APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY AS OF DECEMBER 31, 2017, AND APPLICATION OF THE RESULTS FOR THE YEAR. PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT WITH RESPECT TO COMPLIANCE WITH THE   Non-Voting Non-Voting 0   0       0     Non-Voting
   TAX OBLIGATIONS BORNE BY THE COMPANY. PRESENTATION AND IF ANY, APPROVAL OF THE ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE. RESOLUTIONS   Non-Voting Non-Voting 0   0       0     Non-Voting
II APPOINTMENT AND/OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, OWNERS AND ALTERNATES, AS WELL AS THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE AND SECRETARY OF THE BOARD OF DIRECTORS. QUALIFICATION ON THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, IN ACCORDANCE WITH WHAT IS ESTABLISHED IN ARTICLE 26 OF THE LEY DEL MERCADO DE VALORES. RESOLUTIONS   Non-Voting Non-Voting 0   0       0     Non-Voting
III REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE DIFFERENT COMMITTEES, OWNERS AND ALTERNATES, AS WELL AS TO THE SECRETARY OF THE BOARD OF DIRECTORS OF THE COMPANY. RESOLUTIONS   Non-Voting Non-Voting 0   0       0     Non-Voting
IV PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT OF THE BOARD OF DIRECTORS ON THE COMPANY'S POLICIES REGARDING THE ACQUISITION OF OWN SHARES AND, WHERE APPROPRIATE, THEIR PLACEMENT. RESOLUTIONS   Non-Voting Non-Voting 0   0       0     Non-Voting
V PRESENTATION AND, IF ANY, APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS TO PAY IN CASH, A DIVIDEND IN THE AMOUNT OF XN1.58 M.N.(ONE PESO 58/100 NATIONAL CURRENCY) PER SHARE, TO EACH OF THE COMMON SHARES, WITH NO PAR VALUE AND OUTSTANDING SERIES .A. AND .B. SHARES. SUCH DIVIDEND WILL BE PAID IN 4 (FOUR) EXHIBITIONS OF MXN 0.395 M.N. PER SHARE, ON APRIL 5, JULY 5, OCTOBER 4 AND DECEMBER 6, 2015. RESOLUTIONS   Non-Voting Non-Voting 0   0       0     Non-Voting
VI PROPOSAL OF RESOLUTIONS REGARDING TO THE MODIFICATIONS TO THE FIFTH ARTICLE OF THE BYLAWS, IN EFFECT OF REFLECTING THE AMENDMENTS OF STOCK CAPITAL IN ACCORDANCE WITH THE RESOLUTIONS ADOPTED BY THIS ASSEMBLY. RESOLUTIONS   Non-Voting Non-Voting 0   0       0     Non-Voting
VII APPOINTMENT OF DELEGATES WHO FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE GENERAL ANNUAL ORDINARY AND EXTRAORDINARY ASSEMBLY OF SHAREHOLDERS   Non-Voting Non-Voting 0   0       0     Non-Voting
CMMT 16 FEB 2018: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM OGM TO MIX. THANK YOU.   Non-Voting                      
                                                         
                                                         
FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.
Security   P4182H115         Meeting Type Ordinary General Meeting            
Ticker Symbol             Meeting Date 16-Mar-18            
ISIN   MXP320321310         Vote Deadline Date 9-Mar-18            
Agenda   708974705 - Management         Total Ballot Shares 18,900            
Last Vote Date   22-Feb-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I PRESENTATION AND APPROVAL OF THE REPORT OF THE CHIEF EXECUTIVE OFFICER OF FOMENTO ECONOMICO MEXICANO S.A.B. DE CV AS WELL AS OF THE BOARD OF DIRECTORS OPINION OF THE CONTENT OF SUCH REPORT AND THE REPORT OF THE BOARD OF DIRECTORS IN TERMS OF ARTICLE SUBSECTION B OF THE GENERAL CORPORATIONS LAW WHICH CONTAINS THE MAIN POLICIES AS WELL AS THE ACCOUNTING AND INFORMATION CRITERIA FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION OF THE COMPANY ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE PRESIDENTS OF THE AUDIT COMMITTEE AND THE AND THE CORPORATE PRACTICES COMMITTEE OF THE COMPANY. AND PRESENTATION OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED 2017, IN THE TERMS OF ARTICLE 172 OF THE SECURITIES MARKET LAW AND COMMERCIAL COMPANIES AND THE APPLICABLE PROVISIONS OF THE SECURITIES MARKET LAW   Management For 18,900   0       0     0
II REPORT OF THE FULFILLMENT OF THE FISCAL OBLIGATIONS OF THE COMPANY   Management For 18,900   0       0     0
III APPLICATION OF PROFITS FOR THE FISCAL YEAR 2017 IN WHICH IT IS INCLUDED TO DECREASE AND PAY A DIVIDEND IN CASH   Management For 18,900   0       0     0
IV PROPOSAL TO APPROVE THE MAXIMUM AMOUNT OF RESOURCES MAY BE USED BY THE COMPANY TO REPURCHASE OWN SHARES   Management For 18,900   0       0     0
V APPOINTMENT OR RATIFICATION OF THE PERSONS WHO WILL INTEGRATE THE BOARD OF DIRECTORS OF THE COMPANY AS WELL AS THE SECRETARY ONCE QUALIFIED AS INDEPENDENT AND THE DETERMINATION OF THEIR CORRESPONDING COMPENSATION   Management For 18,900   0       0     0
VI. 1 THE ELECTION OF MEMBERS OF COMMITTEES OF: FINANCE AND PLANNING   Management For 18,900   0       0     0
VI. 2 THE ELECTION OF MEMBERS OF COMMITTEES OF: AUDIT   Management For 18,900   0       0     0
VI. 3 THE ELECTION OF MEMBERS OF COMMITTEES OF: CORPORATE PRACTICES APPOINTMENT OF THEIR CHAIRMAN AND THE DETERMINATION OF THEIR CORRESPONDING COMPENSATION   Management For 18,900   0       0     0
VII APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE THE RESOLUTIONS ADOPTED DURING THE MEETING   Management For 18,900   0       0     0
VIII LECTURE AND APPROVAL OF THE MEETING   Management For 18,900   0       0     0
                                                         
                                                         
GRUPO ELEKTRA SAB DE CV, CIUDAD DE MEXICO
Security   P3642B213         Meeting Type Annual General Meeting            
Ticker Symbol             Meeting Date 16-Mar-18            
ISIN   MX01EL000003         Vote Deadline Date 12-Mar-18            
Agenda   709004939 - Management         Total Ballot Shares 1,270            
Last Vote Date   9-Mar-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 PRESENTATION, READING, DISCUSSION, AND, IF APPLICABLE, APPROVAL OF THE REPORTS OF THE BOARD OF DIRECTORS REFERRED TO IN ARTICLE 28 OF THE LEY DEL MERCADO DE VALORES   Management For 1,270          0      0
2 PRESENTATION, READING, DISCUSSION AND, IF APPLICABLE, APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2017, AS WELL AS DISCUSSION AND RESOLUTIONS ON THE APPLICATION OF PROFIT AND DISTRIBUTION OF EARNINGS   Management For 1,270   0       0     0
3 PRESENTATION, READING, DISCUSSION, AND, IF APPLICABLE, APPROVAL OF THE REPORT OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY, CORRESPONDING TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2017   Management For 1,270   0       0     0
4 PRESENTATION, READING, DISCUSSION, AND, IF APPLICABLE, APPROVAL OF THE REPORT OF THE CORPORATE PRACTICES COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY, CORRESPONDING TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2017   Management For 1,270   0       0     0
5 PRESENTATION, READING, DISCUSSION, AND, IF APPLICABLE, APPROVAL OF THE BOARD OF DIRECTORS' REPORT REGARDING THE ACQUISITION AND PLACEMENT POLICIES OF SHARES OF THE COMPANY'S REPURCHASE FUND   Management For 1,270   0       0     0
6 APPOINTMENT AND/OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AND OF THE SECRETARY AND PRO SECRETARY OF SAID COMPANY, AS WELL AS THE INTEGRATION OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES. DETERMINATION OF THEIR EMOLUMENTS AND QUALIFICATION OF INDEPENDENCE   Management For 1,270   0       0     0
7 APPOINTMENT OF SPECIAL DELEGATES OF THE ASSEMBLY TO GO BEFORE THE PUBLIC NOTARY OF THEIR CHOICE TO REGISTER THE ACT AND ENTER IN THE REGISTRO PUBLICO DE COMERCIO, THE AGREEMENTS OF THE ASSEMBLY, AS WELL AS TO EXECUTE ANY OTHER PROCEEDINGS RELATED TO IT   Management For 1,270   0       0     0
8 OTHER MATTERS   Management Abstain 0   0       1,270     0
                                                         
                                                         
FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.
Security   344419106         Meeting Type Annual            
Ticker Symbol   FMX         Meeting Date 16-Mar-18            
ISIN   US3444191064         Vote Deadline Date 13-Mar-18            
Agenda   934731933 - Management         Total Ballot Shares 14,610            
Last Vote Date   9-Mar-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 Report of the Chief Executive Officer of Fomento Economico Mexicano, S.A.B. de C.V.; opinion of the Board of Directors regarding the content of the report of the Chief Executive Officer and reports of the Board of Directors regarding the main policies and accounting criteria and information applied during the preparation of the financial information, including the operations and activities in which they were involved; reports of the chairmen of the audit and corporate practices ...(due to space limits, see proxy material for full proposal).   Management Take No Action 14,610   0       0     0
2 Report with respect to the compliance of tax obligations.   Management Take No Action 14,610   0       0     0
3 Application of the Results for the 2017 Fiscal Year, to include a dividend declaration and payment in cash, in Mexican pesos.   Management Take No Action 14,610   0       0     0
4 Proposal to determine the maximum amount of resources to be used for the share repurchase program of the own company.   Management Take No Action 14,610   0       0     0
5 Election of members of the Board of Directors and secretaries, qualification of their independence, in accordance with the Securities Market Law, and resolution with respect to their remuneration.   Management Take No Action 14,610   0       0     0
6 Election of members of the following committees: (i) strategy and finance, (ii) audit, and (iii) corporate practices; appointment of their respective chairmen, and resolution with respect to their remuneration.   Management Take No Action 14,610   0       0     0
7 Appointment of delegates for the formalization of the meeting's resolution.   Management Take No Action 14,610   0       0     0
8 Reading and, if applicable, approval of the minutes.   Management Take No Action 14,610   0       0     0
                                                         
                                                         
WAL-MART DE MEXICO SAB DE CV, MEXICO
Security   P98180188         Meeting Type Annual General Meeting      
Ticker Symbol             Meeting Date 22-Mar-18            
ISIN   MX01WA000038         Vote Deadline Date 14-Mar-18            
Agenda   709054427 - Management         Total Ballot Shares 210,222            
Last Vote Date   14-Mar-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 883028 DUE TO SPLITTING OF RESOLUTION I . ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU   Non-Voting                      
1.A PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS   Management For 210,222   0       0     0
1.B PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE GENERAL DIRECTOR   Management For 210,222   0       0     0
1.C PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE AUDIT AND CORPORATE PRACTICES COMMITTEES   Management For 210,222   0       0     0
1.D PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT IN REGARD TO THE FULFILLMENT OF TAX OBLIGATIONS   Management For 210,222   0       0     0
1.E PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT IN REGARD TO THE STOCK OPTION PLAN FOR PERSONNEL   Management For 210,222   0       0     0
1.F PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT IN REGARD TO THE SITUATION OF THE SHARE BUYBACK FUND AND OF THE SHARES THAT WERE BOUGHT BACK DURING 2017   Management For 210,222   0       0     0
1.G PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE WALMART MEXICO FOUNDATION   Management For 210,222   0       0     0
II DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS TO DECEMBER 31, 2017   Management For 210,222   0       0     0
III DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE PLAN FOR THE ALLOCATION OF RESULTS FROM THE PERIOD THAT ENDED ON DECEMBER 31, 2017, WHICH INCLUDES THE PAYMENT OF A DIVIDEND OF MXN 1.65 PER SHARE, TO BE PAID IN VARIOUS INSTALLMENTS   Management For 210,222   0       0     0
IV RESOLUTIONS REGARDING THE STOCK OPTION PLAN OF THE COMPANY FOR EMPLOYEES OF ITS SUBSIDIARIES AND OF ITS RELATED COMPANIES   Management For 210,222   0       0     0
V APPOINTMENT OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, OF THE CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES AND OF COMPENSATION THAT THEY ARE TO RECEIVE DURING THE CURRENT FISCAL YEAR   Management For 210,222   0       0     0
VI DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE RESOLUTIONS THAT ARE CONTAINED IN THE MINUTES OF THE GENERAL MEETING HELD AND THE DESIGNATION OF SPECIAL DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED   Management For 210,222   0       0     0
CMMT 16 MAR 2018: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM OGM TO AGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting                      
                                                         
                                                         
CEMEX, S.A.B. DE C.V.
Security   P2253T133         Meeting Type ExtraOrdinary General Meeting        
Ticker Symbol             Meeting Date 5-Apr-18            
ISIN   MXP225611567         Vote Deadline Date 27-Mar-18            
Agenda   708981647 - Management         Total Ballot Shares 70,590            
Last Vote Date   26-Mar-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I. RESOLUTION ON A PROPOSAL OF THE BOARD OF DIRECTORS TO INCREASE THE STOCK CAPITAL IN ITS VARIABLE PART, AND TO ISSUE CONVERTIBLE OBLIGATIONS IN SHARES. FOR WHICH WILL BE PROPOSED THE ISSUANCE OF UP TO 11,250,000,000 OF NON-SUBSCRIBED SHARES THAT SHALL BE KEPT IN THE TREASURY, TO BE SUBSCRIBED AND POSTED BY THE PUBLIC INVESTOR THROUGH PUBLIC OR PRIVATE OFFERING OR IN THE CASE OF THE CONVERSION OF THE OBLIGATION THAT THEY ARE ISSUED ACCORDING TO ARTICLE 210 BIS OF THE LEY GENERAL DE TITULOS Y OPERACIONES DE CREDITO, WITHOUT THEIR RIGHT OF PREFERENCE ACCORDING TO THE BYLAWS AND/OR THE APPLICABLE LEGISLATION. . NOTE. THE REPRESENTATIVE SHARES OF THE INCREASE OF REPRESENTED BY UP TO 3,750,000,000 OF ORDINARY PAR CERTIFICATES (.CEMEX.CPO.) WHICH WILL BE REFERRED ORDINARY SHARES   Management For 70,590   0       0     0
I. DESIGNATION OF THE PERSON OR PERSONS IN CHARGE OF FORMALIZING THE ADOPTED AGREEMENTS   Management For 70,590   0       0     0
                                                         
                                                         
CEMEX, S.A.B. DE C.V.
Security   P2253T133         Meeting Type Ordinary General Meeting            
Ticker Symbol             Meeting Date 5-Apr-18            
ISIN   MXP225611567         Vote Deadline Date 27-Mar-18            
Agenda   709061662 - Management         Total Ballot Shares 70,590            
Last Vote Date   26-Mar-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 881268 DUE TO SPLITTING OF RESOLUTION III. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.   Non-Voting                      
I PRESENTATION OF THE GENERAL DIRECTORS REPORT, INCLUDING THE STATEMENTS OF FINANCIAL POSITION, RESULTS, CASH FLOW AND CHANGES TO CAPITAL, AND THE REPORT OF THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR 2017, IN ACCORDANCE WITH THE LEY DEL MERCADO DE VALORES. ITS DISCUSSION AND APPROVAL, IF ANY, AFTER HEARING THE OPINION OF THE BOARD OF DIRECTORS ON THE REPORT OF THE GENERAL DIRECTOR, THE REPORT OF THE AUDIT AND OF CORPORATE PRACTICES AND FINANCE COMMITTEES, THE REPORT ON POLICIES AND ACCOUNTING CRITERIA ADOPTED, AND THE REPORT ON THE REVIEW OF THE FISCAL SITUATION OF THE COMPANY   Management For 70,590   0       0     0
II RESOLUTION ON EARNINGS APPLICATION PROJECT   Management For 70,590   0       0     0
III.A PROPOSAL TO EXTEND FOR UP TO 5 YEARS THE CURRENT PLAN OF RESTRICTED SHARES FOR EMPLOYEES, OFFICERS AND ADMINISTRATORS   Management For 70,590   0       0     0
III.B PROPOSAL TO INCREASE THE EQUITY CAPITAL IN ITS VARIABLE PART THROUGH THE ISSUANCE OF TREASURY SHARES TO BE SUBSCRIBED AND EXHIBITED IN THE TERMS AND CONDITIONS OF THE PLAN, WITHOUT CORRESPONDING THE RIGHT OF PREFERENCE PURSUANT TO ARTICLE 8 OF THE BYLAWS   Management For 70,590   0       0     0
IV PROPOSAL TO DETERMINE THE AMOUNT OF THE RESERVE FOR ACQUISITION OF SHARES ISSUED BY THE COMPANY OR CREDIT TITLES REPRESENTING THOSE SHARES   Management For 70,590   0       0     0
V APPOINTMENT OF DIRECTORS, MEMBERS AND CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES AND FINANCE COMMITTEES   Management For 70,590   0       0     0
VI REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT AND CORPORATE PRACTICES AND FINANCE COMMITTEES   Management For 70,590   0       0     0
VII DESIGNATION OF THE PERSON OR PERSONS IN CHARGE OF FORMALIZING THE ADOPTED AGREEMENTS   Management For 70,590   0       0     0
                                                         
                                                         
CEMEX, S.A.B. DE C.V.
Security   151290889         Meeting Type Annual            
Ticker Symbol   CX         Meeting Date 5-Apr-18            
ISIN   US1512908898         Vote Deadline Date 2-Apr-18            
Agenda   934742354 - Management         Total Ballot Shares 270,645            
Last Vote Date   26-Mar-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
O1. PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, RESULTS OF OPERATIONS, REPORT OF CASH FLOW AND VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR 2017, AS REQUIRED BY THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES); AND DISCUSSION AND APPROVAL OF SUCH REPORTS, AFTER HEARING THE OPINION OF THE BOARD OF DIRECTORS AS TO BY THE CHIEF ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).   Management Take No Action 270,645   0       0     0
O2. RESOLUTION ON THE PROPOSAL OF ALLOCATION OF PROFITS FOR THE YEAR ENDED DECEMBER 31, 2017.   Management Take No Action 270,645   0       0     0
O3. PROPOSAL TO (A) EXTEND FOR UP TO 5 YEARS THE CURRENT RESTRICTED STOCK PLAN FOR EMPLOYEES, OFFICERS AND MANAGERS; AND (B) INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH ISSUANCE OF TREASURY SHARES TO BE SUBSCRIBED AND PAID PURSUANT TO THE TERMS AND CONDITIONS OF THE PLAN, WITHOUT PREEMPTIVE RIGHTS BEING APPLICABLE AS PER ARTICLE 8 OF CEMEX'S BY-LAWS.   Management Take No Action 270,645   0       0     0
O4. PROPOSAL TO DETERMINE THE AMOUNT OF A RESERVE FOR ACQUISITION OF SHARES ISSUED BY THE COMPANY OR OTHER INSTRUMENTS REPRESENTATIVE OF SUCH SHARES.   Management Take No Action 270,645   0       0     0
O5. APPOINTMENT OF DIRECTORS, MEMBERS AND PRESIDENT OF THE AUDIT, AND CORPORATE PRACTICES AND FINANCE COMMITTEES.   Management Take No Action 270,645   0       0     0
O6. COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, AND CORPORATE PRACTICES AND FINANCE COMMITTEES.   Management Take No Action 270,645   0       0     0
O7. APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING.   Management Take No Action 270,645   0       0     0
E1. RESOLUTION ON THE PROPOSAL BY THE BOARD OF DIRECTORS TO INCREASE THE VARIABLE PART OF THE COMPANY'S CAPITAL STOCK, AND TO ISSUE CONVERTIBLE NOTES; FOR WHICH IT IS BEING PROPOSED THE ISSUANCE OF UP TO 11,250,000,000 NON-SUBSCRIBED SHARES WHICH WILL BE HELD IN THE COMPANY'S TREASURY, TO BE LATER SUBSCRIBED AND PAID BY INVESTORS THROUGH A PUBLIC OR PRIVATE OFFERING, OR TO SECURE THE CONVERSION OF CONVERTIBLE NOTES ISSUED UNDER ARTICLE 210 BIS OF THE MEXICAN GENERAL LAW OF CREDIT INSTRUMENTS ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).   Management Take No Action 270,645   0       0     0
E2. APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING.   Management Take No Action 270,645   0       0     0
                                                         
                                                         
CARNIVAL CORPORATION
Security   143658300         Meeting Type Annual            
Ticker Symbol   CCL         Meeting Date 11-Apr-18            
ISIN   PA1436583006         Vote Deadline Date 10-Apr-18            
Agenda             Total Ballot Shares 24,000            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
2 To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
3 To elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
4 To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
5 To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
6 To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
7 To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
8 To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
9 To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
10 To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
11 To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.   Management For 24,000   0       0     0
12 To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies).   Management For 24,000   0       0     0
13 To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies).   Management For 24,000   0       0     0
14 To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm of Carnival Corporation.   Management For 24,000   0       0     0
15 To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies).   Management For 24,000   0       0     0
16 To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies).   Management For 24,000   0       0     0
17 To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies).   Management For 24,000   0       0     0
18 To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies).   Management For 24,000   0       0     0
19 To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs).   Management For 24,000   0       0     0
                                                         
                                                         
LENNAR CORPORATION
Security             Meeting Type Annual            
Ticker Symbol   LEN         Meeting Date 11-Apr-18            
ISIN   US5260571048         Vote Deadline Date 10-Apr-18            
Agenda   934730917 - Management         Total Ballot Shares 49,500            
Last Vote Date   10-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. DIRECTOR   Management                      
  1 Irving Bolotin     For 49,500   0       0     0
  2 Steven L. Gerard     For 49,500   0       0     0
  3 Theron I. "Tig" Gilliam     For 49,500   0       0     0
  4 Sherrill W. Hudson     For 49,500   0       0     0
  5 Sidney Lapidus     For 49,500   0       0     0
  6 Teri P. McClure     For 49,500   0       0     0
  7 Stuart Miller     For 49,500   0       0     0
  8 Armando Olivera     For 49,500   0       0     0
  9 Donna Shalala     For 49,500   0       0     0
  10 Scott Stowell     For 49,500   0       0     0
  11 Jeffrey Sonnenfeld     For 49,500   0       0     0
2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent registered public accounting firm for the fiscal year ending November 30, 2018.   Management For 49,500   0       0     0
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.   Management For 49,500   0       0     0
4. Approval of a stockholder proposal regarding our common stock voting structure.   Shareholder Against 49,500   0       0     0
5. Approval of a stockholder proposal regarding providing holders an annual right to convert a limited amount of Class B common stock into Class A common stock.   Shareholder Against 49,500   0       0     0
6. Approval of a stockholder proposal regarding a limit on director tenure.   Shareholder Against 49,500   0       0     0
                                                         
                                                         
BANCO LATINOAMERICANO DE COMERCIO EXT.
Security   P16994132         Meeting Type Annual            
Ticker Symbol   BLX         Meeting Date 11-Apr-18            
ISIN             Vote Deadline Date 11-Apr-18            
Agenda   934737632 - Management         Total Ballot Shares 63,166            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. To approve the Bank's audited consolidated financial statements for the fiscal year ended December 31, 2017   Management For 63,166   0       0     0
2. To ratify the appointment of KPMG as the Bank's new independent registered public accounting firm for the fiscal year ending December 31, 2018   Management For 63,166   0       0     0
3A. ELECTION OF CLASS E DIRECTOR: Miguel Heras Castro   Management For 63,166   0       0     0
3B. ELECTION OF CLASS A, CLASS B AND CLASS E DIRECTOR: Gonzalo Menendez Duque   Management For 63,166   0       0     0
3C. ELECTION OF CLASS A, CLASS B AND CLASS E DIRECTOR: Gabriel Tolchinsky   Management For 63,166   0       0     0
4. To approve, on an advisory basis, the compensation of the Bank's executive officers   Management For 63,166   0       0     0
                                                         
                                                         
AMERICA MOVIL SAB DE CV
Security   P0280A101         Meeting Type Special General Meeting            
Ticker Symbol             Meeting Date 16-Apr-18            
ISIN   MXP001691213         Vote Deadline Date 10-Apr-18            
Agenda   709098378 - Management         Total Ballot Shares 209,144            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I "APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS, TO BE APPOINTED BY SERIES ""L"" SHAREHOLDERS. RESOLUTIONS IN CONNECTION THERETO"   Management For 209,144   0       0     0
II "DESIGNATION OF DELEGATES TO COMPLY WITH THE RESOLUTIONS ADOPTED BY THIS MEETING AND, AS THE CASE MAY BE, TO FORMALIZE SUCH RESOLUTIONS, AS APPLICABLE. RESOLUTIONS IN CONNECTION THERETO"   Management For 209,144   0       0     0
                             
                                                         
AMERICA MOVIL SAB DE CV
Security   P0280A101         Meeting Type ExtraOrdinary General Meeting        
Ticker Symbol             Meeting Date 16-Apr-18            
ISIN   MXP001691213         Vote Deadline Date 10-Apr-18            
Agenda   709101113 - Management         Total Ballot Shares 71,200            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I "PROPOSAL FOR REFORM OF THE COMPANY'S BY-LAWS BY THE AGREEMENTS, WHICH, WHERE APPROPRIATE, ADOPTS THE ANNUAL ORDINARY GENERAL MEETING OF SHAREHOLDERS, IN SESSION ON THE SAME DATE, IN RELATION TO THE PROPOSAL TO CANCEL, TOTAL OR PARTIALLY, THE REPRESENTATIVE SHARES OF THE COMPANY'S EQUITY CAPITAL THAT ARE FOUND IN THE COMPANY'S TREASURY DERIVED FROM THE OWN SHARES ACQUISITION PROGRAM. RESOLUTIONS"   Management For 71,200   0       0     0
II "DESIGNATION OF DELEGATES TO COMPLY WITH THE RESOLUTIONS TAKEN BY THIS ASSEMBLY AND, WHERE APPROPRIATE, THEY FORMALIZE THEIR PROCEEDINGS. RESOLUTIONS"   Management For 71,200   0       0     0
                                                         
                                                         
AMERICA MOVIL SAB DE CV
Security   P0280A119         Meeting Type Ordinary General Meeting            
Ticker Symbol             Meeting Date 16-Apr-18            
ISIN   MXP001691015         Vote Deadline Date 10-Apr-18            
Agenda   709101125 - Management         Total Ballot Shares 71,200            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I.1 PRESENTATION AND, IF ANY, APPROVAL OF THE FOLLOWING AND RESOLUTIONS REGARDING: REPORT OF THE GENERAL DIRECTOR OF THE COMPANY PREPARED IN TERMS OF ARTICLES 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES AND 44, FRACTION XI OF THE LEY DEL MERCADO DE VALORES ACCOMPANIED BY THE OPINION OF THE EXTERNAL AUDITOR, REGARDING OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR CONCLUDED ON DECEMBER 31, 2017, AS WELL AS THE OPINION OF THE COMPANY'S BOARD OF DIRECTORS ON THE CONTENTS OF THAT REPORT   Management For 71,200   0       0     0
I.2 PRESENTATION AND, IF ANY, APPROVAL OF THE FOLLOWING AND RESOLUTIONS REGARDING: REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY REFERRED TO IN SECTION B) OF ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, ESTABLISHING AND EXPLAINING THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION OF THE COMPANY   Management For 71,200   0       0     0
I.3 PRESENTATION AND, IF ANY, APPROVAL OF THE FOLLOWING AND RESOLUTIONS REGARDING: REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY ON THE OPERATIONS AND ACTIVITIES IN WHICH IT INVOLVED IN THE 2017 FISCAL YEAR, IN TERMS OF ARTICLE 28, FRACTION IV, SECTION E) OF THE LEY DEL MERCADO DE VALORES   Management For 71,200   0       0     0
I.4 PRESENTATION AND, IF ANY, APPROVAL OF THE FOLLOWING AND RESOLUTIONS REGARDING: ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE AUDIT COMMITTEE AND CORPORATE PRACTICES OF THE COMPANY DURING THE 2017 FINANCIAL YEAR, PURSUANT TO ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES   Management For 71,200   0       0     0
I.5 PRESENTATION AND, IF ANY, APPROVAL OF THE FOLLOWING AND RESOLUTIONS REGARDING: AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AS OF DECEMBER 31, 2017 INCLUDING A PROPOSAL FOR THE APPLICATION OF EARNINGS AND THE PAYMENT OF AN ORDINARY DIVIDEND TO THE SHAREHOLDERS OF THE COMPANY FROM THE BALANCE OF THE FISCAL INCOME ACCOUNT OF THE COMPANY   Management For 71,200   0       0     0
I.6 PRESENTATION AND, IF ANY, APPROVAL OF THE FOLLOWING AND RESOLUTIONS REGARDING: ANNUAL REPORT ON THE ACQUISITION AND REPLACEMENT PROGRAM OF OWN SHARES OF THE COMPANY CORRESPONDING TO THE FISCAL YEAR 2017   Management For 71,200   0       0     0
II RATIFICATION, IF ANY, OF THE MANAGEMENT OF THE BOARD OF DIRECTORS AND OF THE GENERAL DIRECTOR OF THE COMPANY FOR THE 2017 FINANCIAL YEAR AND APPOINTMENT AND/OR RATIFICATION, IF ANY, OF THE PERSONS WHO SHALL INCLUDE THE BOARD OF DIRECTORS OF THE COMPANY, SECRETARY AND OF THE PRO-SECRETARY OF SUCH CORPORATE BODY AND OF THE CHAIRMAN OF THE AUDIT COMMITTEE AND CORPORATE PRACTICES OF THE COMPANY. AS WELL AS THE DETERMINATION OF THE CORRESPONDING EMOLUMENTS. RESOLUTIONS   Management For 71,200   0       0     0
III RATIFICATION, IF ANY, OF THE MANAGEMENT OF THE EXECUTIVE COMMITTEE AND THE AUDIT COMMITTEE AND CORPORATE PRACTICES OF THE COMPANY FOR THE FISCAL YEAR 2017 AND APPOINTMENT AND/OR RATIFICATION, IF ANY, OF THE INDIVIDUALS IN THE EXECUTIVE COMMITTEE AND THE COMMITTEE AUDIT AND CORPORATE PRACTICES OF THE COMPANY. AS WELL AS THE DETERMINATION OF THE CORRESPONDING EMOLUMENTS. RESOLUTIONS   Management For 71,200   0       0     0
IV DISCUSSION AND, WHERE APPROPRIATE, APPROVAL OF A PROPOSAL TO CANCEL, TOTAL OR PARTIALLY, THE REPRESENTATIVE SHARES OF THE COMPANY'S STOCK CAPITAL WHICH ARE LOCATED IN THE COMPANY'S TREASURY DERIVED FROM THE OWN SHARES ACQUISITION PROGRAM. RESOLUTIONS   Management For 71,200   0       0     0
V PRESENTATION AND, IF ANY, APPROVAL OF A PROPOSAL TO DETERMINE THE AMOUNT OF RESOURCES TO BE INTENDED FOR THE ACQUISITION OF OWN SHARES. RESOLUTIONS   Management For 71,200   0       0     0
VI DESIGNATION OF DELEGATES TO COMPLY WITH THE RESOLUTIONS TAKEN BY THIS ASSEMBLY AND, WHERE APPROPRIATE, THEY FORMALIZE THEIR PROCEEDINGS. RESOLUTIONS   Management For 71,200   0       0     0
                                                         
                                                         
AMERICA MOVIL, S.A.B. DE C.V.
Security   02364W105         Meeting Type Annual            
Ticker Symbol   AMX         Meeting Date 16-Apr-18            
ISIN   US02364W1053         Vote Deadline Date 11-Apr-18            
Agenda   934765845 - Management         Total Ballot Shares 44,690            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. "Appointment or, as the case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series ""L"" shares are entitled to appoint. Adoption of resolutions thereon."   Management Take No Action 44,690   0       0     0
2. "Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon."   Management Take No Action 44,690   0       0     0
                                                         
                                                         
AMERICA MOVIL, S.A.B. DE C.V.
Security   02364W105         Meeting Type Annual            
Ticker Symbol   AMX         Meeting Date 16-Apr-18            
ISIN   US02364W1053         Vote Deadline Date 11-Apr-18            
Agenda   934776002 - Management         Total Ballot Shares 44,690            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. "Appointment or, as the case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series ""L"" shares are entitled to appoint. Adoption of resolutions thereon."   Management Take No Action 44,690   0       0     0
2. "Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon."   Management Take No Action 44,690   0       0     0
                                                         
                                                         
HOME BANCSHARES, INC.
Security   436893200         Meeting Type Annual            
Ticker Symbol   HOMB         Meeting Date 19-Apr-18            
ISIN   US4368932004         Vote Deadline Date 18-Apr-18            
Agenda   934737810 - Management         Total Ballot Shares 28,416            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. DIRECTOR   Management                      
  1 John W. Allison     For 28,416   0       0     0
  2 C. Randall Sims     For 28,416   0       0     0
  3 Brian S. Davis     For 28,416   0       0     0
  4 Milburn Adams     For 28,416   0       0     0
  5 Robert H. Adcock, Jr.     For 28,416   0       0     0
  6 Richard H. Ashley     For 28,416   0       0     0
  7 Mike D. Beebe     For 28,416   0       0     0
  8 Jack E. Engelkes     For 28,416   0       0     0
  9 Tracy M. French     For 28,416   0       0     0
  10 Karen E. Garrett     For 28,416   0       0     0
  11 James G. Hinkle     For 28,416   0       0     0
  12 Alex R. Lieblong     For 28,416   0       0     0
  13 Thomas J. Longe     For 28,416   0       0     0
  14 Thomas J. Longe     For 28,416   0       0     0
2. Advisory (non-binding) vote approving the Company's executive compensation.   Management For 28,416   0       0     0
3. Advisory (non-binding) vote determining the frequency of advisory votes on the Company's executive compensation.   Management 1 Year 28,416 - 1 Year   0       0     0
4. Approval of an amendment to the Company's Amended and Restated 2006 Stock Option and Performance Incentive Plan, as amended, to increase the number of shares reserved for issuance under such plan to 13,288,000.   Management For 28,416   0       0     0
5. Ratification of appointment of BKD, LLP as the Company's independent registered public accounting firm for the next fiscal year.   Management For 28,416   0       0     0
                                                         
                                                         
GRUPO CASA SABA SAB DE CV
Security   P0603H106         Meeting Type ExtraOrdinary General Meeting        
Ticker Symbol             Meeting Date 20-Apr-18            
ISIN   MXP690641016         Vote Deadline Date 13-Apr-18            
Agenda   709174130 - Management         Total Ballot Shares 327,290            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I INFORMATION, RATIFICATION AND CLARIFICATION OF THE AGREEMENTS ADOPTED AND APPROVED BY THE SHAREHOLDERS OF THE COMPANY IN THE GENERAL ORDINARY AND EXTRAORDINARY ASSEMBLY OF SHAREHOLDERS THAT TOOK PLACE ON DECEMBER 14, 2017   Management Against 0   327,290       0     0
II APPOINTMENT OF A DELEGATE OR DELEGATES IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED BY THE ASSEMBLIES   Management For 327,290   0       0     0
                                                         
                                                         
SEABOARD CORPORATION
Security   811543107         Meeting Type Annual            
Ticker Symbol   SEB         Meeting Date 23-Apr-18            
ISIN   US8115431079         Vote Deadline Date 20-Apr-18            
Agenda   934741617 - Management         Total Ballot Shares 585            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1. DIRECTOR   Management                      
  1 Steven J. Bresky     For 585   0       0     0
  2 David A. Adamsen     For 585   0       0     0
  3 Douglas W. Baena     For 585   0       0     0
  4 Edward I. Shifman Jr.     For 585   0       0     0
  5 Paul M. Squires     For 585   0       0     0
2. Ratify the appointment of KPMG LLP as independent auditors of the Company.   Management For 585   0       0     0
                                                         
                                                         
0PORTUARIO DEL SURESTE SA DE CV
Security   40051E202         Meeting Type Annual            
Ticker Symbol   ASR         Meeting Date 26-Apr-18            
ISIN   US40051E2028         Vote Deadline Date 20-Apr-18            
Agenda   934773587 - Management         Total Ballot Shares 4,600            
Last Vote Date   9-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1a Report of the Chief Executive Officer, in accordance with Article 172 of the General Corporations Law and of Article 44, subsection XI, of the Securities Market Law ("Ley del Mercado de Valores"), accompanied by the independent auditor's report, in connection with the operations and results for the fiscal year ended December 31, 2017, as well as of the Board of Directors' opinion of the content of such report.   Management Take No Action 4,600   0        0     0
1b Report of the Board of Directors in accordance with Article 172, subsection b, of the General Corporations Law, which contains the main policies, as well as the accounting and reporting criteria followed in the preparation of the financial information of the Company.   Management Take No Action 4,600   0       0     0
1c Report of the activities and operations in which the Board of Directors intervened, in accordance with Article 28 IV (e) of the Securities Market Law.   Management Take No Action 4,600   0       0     0
1d Individual and consolidated financial statements of the Company for the fiscal year ended December 31, 2017.   Management Take No Action 4,600   0       0     0
1e Annual report on the activities carried out by the Audit Committee of the Company in accordance with Article 43 of the Securities Market Law and report on the Company's subsidiaries   Management Take No Action 4,600   0       0     0
1f Report on compliance with the tax obligations of the Company for the fiscal year ended December 31, 2016, in accordance with Article 76, section XIX of the Income Tax Law ("Ley del Impuesto sobre la Renta").   Management Take No Action 4,600   0       0     0
2a Approval of the application of the Company's results for the year 2018: Proposal for increase of the legal reserve by Ps. 227,500,813.30   Management Take No Action 4,600   0       0     0
2b Approval of the application of the Company's results for the year 2018: Proposal by the Board of Directors to pay an ordinary net dividend in cash from accumulated retained earnings in the amount of $6.78 (six pesos and seventy eight cents Mexican legal tender) for each of the ordinary "B" and "BB" Series shares.   Management Take No Action 4,600   0       0     0
2c Approval of the application of the Company's results for the year 2018: Proposal and, if applicable, approval of the amount of Ps. 2,288,515,452.72 as the maximum amount that may be used by the Company to repurchase its shares in 2018 pursuant to Article 56 of the Securities Market Law; proposal and, if applicable, approval of the provisions and policies regarding the repurchase of Company shares.   Management Take No Action 4,600   0       0     0
3a Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2017.   Management Take No Action 4,600   0       0     0
3b1 Appointment to the Broad of Director: Fernando Chico Pardo (President)   Management Take No Action 4,600   0       0     0
3b2 Appointment to the Broad of Director: Jose Antonio Perez Anton   Management Take No Action 4,600   0       0     0
3b3 Appointment to the Broad of Director: Luis Chico Pardo   Management Take No Action 4,600   0       0     0
3b4 Appointment to the Broad of Director: Aurelio Perez Alonso   Management Take No Action 4,600   0       0     0
3b5 Appointment to the Broad of Director: Rasmus Christiansen   Management Take No Action 4,600   0       0     0
3b6 Appointment to the Broad of Director: Francisco Garza Zambrano   Management Take No Action 4,600   0       0     0
3b7 Appointment to the Broad of Director: Ricardo Guajardo Touche   Management Take No Action 4,600   0       0     0
3b8 Appointment to the Broad of Director: Guillermo Ortiz Martinez   Management Take No Action 4,600   0       0     0
3b9 Appointment to the Broad of Director: Roberto Servitje Sendra   Management Take No Action 4,600   0       0     0
3c1 Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touche   Management Take No Action 4,600   0       0     0
3d1 Appointment or ratification, as applicable, of the persons who serve or will serve on the Committees of the Company: Fernando Chico Pardo (President) (Nominations and Compensations Committee)   Management Take No Action 4,600   0       0     0
3d2 Appointment or ratification, as applicable, of the persons who serve or will serve on the Committees of the Company: Jose Antonio Perez Anton (Nominations and Compensations Committee)   Management Take No Action 4,600   0       0     0
3d3 Appointment or ratification, as applicable, of the persons who serve or will serve on the Committees of the Company: Roberto Servitje Sendra (Nominations and Compensations Committee)   Management Take No Action 4,600   0       0     0
3e1 Determination of corresponding compensations: Board of Directors: Ps. 60,000.00 (In each case net of taxes in Mexican legal tender)   Management Take No Action 4,600   0       0     0
3e2 Determination of corresponding compensations: Operations Committee: Ps. 60,000.00 (In each case net of taxes in Mexican legal tender)   Management Take No Action 4,600   0       0     0
3e3 Determination of corresponding compensations: Nominations and Compensations Committee: Ps. 60,000.00 (In each case net of taxes in Mexican legal tender)   Management Take No Action 4,600   0       0     0
3e4 Determination of corresponding compensations: Audit Committee: Ps. 85,000.00 (In each case net of taxes in Mexican legal tender)   Management Take No Action 4,600   0       0     0
3e5 Determination of corresponding compensations: Acquisitions & Contracts Committee: Ps. 20,000.00 (In each case net of taxes in Mexican legal tender)   Management Take No Action 4,600   0       0     0
4a Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Claudio R. Gongora Morales   Management Take No Action 4,600   0       0     0
4b Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Rafael Robles Miaja   Management Take No Action 4,600   0       0     0
4c Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Ana Maria Poblanno Chanona   Management Take No Action 4,600   0       0     0
                                                         
                                                         
GRUPO MEXICO SAB DE CV
Security   P49538112         Meeting Type Ordinary General Meeting            
Ticker Symbol             Meeting Date 27-Apr-18            
ISIN   MXP370841019         Vote Deadline Date 23-Apr-18            
Agenda   709255207 - Management         Total Ballot Shares 3,872            
Last Vote Date   18-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
I REPORT OF THE GENERAL DIRECTOR OF THE GROUP CORRESPONDING TO FISCAL YEAR FROM JANUARY 1 TO DECEMBER 31, 2017. DISCUSSION AND APPROVAL, IF ANY, OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AS OF DECEMBER 31, 2016. PRESENTATION OF THE FAVORABLE OPINIONS AND REPORTS REFERRED TO IN ARTICLE 28 SECTION IV, SUBSECTION A), B), C), D) AND E) OF THE LEY DEL MERCADO DE VALORES, REGARDING THE FISCAL YEAR FROM JANUARY 1 TO DECEMBER 31, 2017. RESOLUTIONS   Management For 3,872   0       0     0
II LECTURE OF THE REPORT ON COMPLIANCE WITH TAX OBLIGATIONS REFERRED TO IN SECTION XX OF ARTICLE 86 OF THE LEY DEL IMPUESTO SOBRE LA RENTA DURING FISCAL YEAR 2016   Management For 3,782   0       0     0
III RESOLUTION ON APPLICATION OF RESULTS OF FISCAL YEAR ENDED DECEMBER 31, 2017   Management For 3,782   0       0     0
IV REPORT REFERRED TO IN SECTION III OF ARTICLE 60 OF THE .DISPOSICIONES DE CARACTER GENERAL APLICABLES A LAS EMISIONES DE VALORES Y A OTROS PARTICIPANTES DEL MERCADO DE VALORES., INCLUDING A REPORT ON THE APPLICATION OF RESOURCES DESTINED TO THE ACQUISITION OF OWN SHARES DURING FISCAL YEAR CONCLUDED ON DECEMBER 31, 2017. DETERMINATION OF THE MAXIMUM AMOUNT OF RESOURCES TO BE DESTINED FOR THE ACQUISITION OF OWN SHARES DURING FISCAL YEAR 2017. RESOLUTIONS   Management For 3,782   0       0     0
V RESOLUTION ON THE RATIFICATION OF ACTS MADE BY THE BOARD OF DIRECTORS, THE GENERAL DIRECTOR AND ITS COMMITTEES, DURING THE FISCAL YEAR FROM JANUARY 1 TO DECEMBER 31, 2017   Management For 3,782   0       0     0
VI APPOINTMENT OR REELECTION, IF ANY, OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AND QUALIFICATION OF THEIR INDEPENDENCY ACCORDING TO ARTICLE 26 OF THE LEY DEL MERCADO DE VALORES. APPOINTMENT OR REELECTION, IF ANY, OF THE MEMBERS OF THE COMMITTEES OF THE BOARD AND THEIR CHAIRMEN. RESOLUTIONS   Management For 3,782   0       0     0
VII GRANTING AND/OR REMOVAL OF POWERS TO DIFFERENT MEMBERS OF THE COMPANY   Management For 3,782   0       0     0
VIII PROPOSAL ON THE REMUNERATION TO MEMBERS OF THE BOARD OF DIRECTORS AND MEMBERS OF THE COMMITTEES OF THE BOARD. RESOLUTIONS   Management For 3,782   0       0     0
IX DESIGNATION OF DELEGATES TO COMPLY AND FORMALIZE WITH THE RESOLUTIONS TAKEN BY THIS ASSEMBLY. RESOLUTIONS   Management For 3,782   0       0     0
                                                         
                                                         
BECLE, S.A.B. DE C.V.
Security   P0929Y106         Meeting Type Ordinary General Meeting            
Ticker Symbol             Meeting Date 27-Apr-18            
ISIN   MX01CU010003         Vote Deadline Date 23-Apr-18            
Agenda   709255233 - Management         Total Ballot Shares 740,000            
Last Vote Date   18-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 APPROVE FINANCIAL STATEMENTS, STATUTORY REPORTS AND DISCHARGE DIRECTORS, COMMITTEES AND CEO   Management For 740,000   0       0     0
2 PRESENT REPORT ON ADHERENCE TO FISCAL OBLIGATIONS   Management For 740,000   0       0     0
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS   Management For 740,000   0       0     0
4.1 SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE   Management For 740,000   0       0     0
4.2 APPROVE REPORT ON POLICIES AND DECISIONS ADOPTED BY BOARD ON SHARE REPURCHASE   Management For 740,000   0       0     0
5 ELECT OR RATIFY DIRECTORS, SECRETARY AND OFFICERS   Management For 740,000   0       0     0
6 ELECT OR RATIFY CHAIRMAN AND MEMBERS OF AUDIT AND CORPORATE PRACTICES COMMITTEE   Management For 740,000   0       0     0
7 APPROVE REMUNERATION OF DIRECTORS AND AUDIT AND CORPORATE PRACTICES COMMITTEE   Management For 740,000   0       0     0
8 AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS   Management For 740,000   0       0     0
                                                         
                                                         
GRUPO TELEVISA, S.A.B.
Security   40049J206         Meeting Type Annual            
Ticker Symbol   TV         Meeting Date 27-Apr-18            
ISIN   US40049J2069         Vote Deadline Date 23-Apr-18            
Agenda   934786558 - Management         Total Ballot Shares 28,400            
Last Vote Date   12-Apr-18                                        
Item Proposal   Type Recommendation For Against Abstain Take No Action
1 Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws.   Management Take No Action 28,400   0       0     0
2 Appointment of special delegates to formalize the resolutions adopted at the meeting.   Management Take No Action 28,400   0       0     0
A1 Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws.   Management Take No Action 28,400   0       0     0
A2 Appointment of special delegates to formalize the resolutions adopted at the meeting.   Management Take No Action 28,400   0       0     0
B1 Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2017 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company.   Management Take No Action 28,400   0       0     0
B2 Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation.   Management Take No Action 28,400   0       0     0
B3 Resolution regarding the allocation of results for the fiscal year ended on December 31, 2017.   Management Take No Action 28,400   0       0     0
B4 Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares.   Management Take No Action 28,400   0       0     0
B5 Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company.   Management Take No Action 28,400   0       0     0
B6 Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee.   Management Take No Action 28,400   0       0     0
B7 Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee.   Management Take No Action 28,400   0       0     0
B8 Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee.   Management Take No Action 28,400   0       0     0
B9 Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to the Secretary.   Management Take No Action 28,400   0       0     0
B10 Appointment of special delegates to formalize the resolutions adopted at the meeting.   Management Take No Action 28,400   0       0     0
C1 Resolution regarding the cancellation of shares and corresponding capital stock reduction and consequent amendment to article Sixth of the by-laws.   Management Take No Action 28,400   0       0     0
C2 Appointment of special delegates to formalize the resolutions adopted at the meeting.   Management Take No Action 28,400   0       0     0
                                                         
                                                         
GRUPO TELEVISA, S.A.B.
Security   40049J206